A Guide for Operating
the Head Start
Home-Based Program Option  
CONTENTS 

Introduction
Glossary

CHAPTER 1: PLANNING FOR THE DELIVERY OF SERVICES
Key Elements of the Head Start Home-Based Program Option

Home Visits
Group Socialization Activities
Focus on Parent Education
Community Outreach
Selecting the Home-Based Program Option
Effective Planning
Adopting Head Start Program Goals and Objectives
Meeting Home-Based Program Requirements
Incorporating the Multicultural Principles
Staffing the Program
Serving Families in the Home-Based Program Option
Designing a Staff Development Program
Arranging the Work Environment
Preparing a Budget
Developing the Grant Package
CHAPTER 2: PROGRAM IMPLEMENTATION
The Home Visit Process
Screening and Assessment
Head Start Components
Planning Home Visit Activities Together
Building Rapport With Families
Supervising the Home Visit
Group Socialization
Facilities and Transportation
Environment
Appropriate Practice
Parent Participation in Group Socialization
Documenting Service Delivery in the Head Start Home-Based Program Option
Parent and Volunteer Participation
Parents in Policy-Making Groups
Parent Meetings
Parent Social Experiences
Orientation and Training of Volunteers
CHAPTER 3: PROGRAM REVIEW AND MONITORING
Conclusion

APPENDICES
Appendix A: Sample Job Descriptions

Job Description 1: Home-Based Supervisor
Job Description 2: Home Visitor
Appendix B: Sample Forms
Figure B-1: Family Needs Assessment (FNA)
Figure B-2: Family Action Plan (FAP)
Figure B-3: Family Action Plan
Figure B-4: Family Strengths and Goals
Figure B-5: Head Start Family Services
Figure B-6: Individual Family Plan
Figure B-7: Family Assessment Plan
Figure B-8: Home Visit Plan
Figure B-9: Parent/Home Visitor Weekly Plan
Appendix C: Community Resources
Education
Health
Parent Involvement
Appendix D: Training Resources
Head Start Staff
Specialists
Consultants
Colleges and Universities
Professional Associations
Head Start Training Network
Media
BIBLIOGRAPHY 



INTRODUCTION

A Guide for Operating the Head Start Home-Based Program Option represents years of experience and the best practices of Head Start programs across the country. Its purpose is to offer the guidance derived from those years of experience: effective and successful ideas and procedures that may be helpful to agencies providing Head Start services to families through the home-based program option.

Specifically designed to assist administrators, this Guide provides essential information to support and guide the local grantee through planning, implementing, and evaluating the Head Start Home Based Program Option. This information should be considered seriously when planning to provided Head Start services through the home-based option. The sequence of topics has been chosen to support the grantee in the process of developing and submitting the grant application package.

In Chapter 1, a description of the unique features of the Head Start Home-Based Option is followed by specific suggestions for a careful planning process.

Chapter 2 discusses program implementation with regards to the activities of the director, the home visitors, and the home-based supervisor. These include the integration of the option into the totality of the Head Start program as well as into the greater community. Also included is a discussion of record keeping and all necessary documentation.

Program evaluation is the topic for Chapter 3 as it provides a brief look at program review and monitoring. Details about the use of the On-Site Program Review Instrument (OSPRI) are providec with the special concerns that home-based programs have in the monitoring process.

The Guide contains several helpful Appendices. Sample job descriptions and sample forms ease the administration's burden of start-up by providing an initial point of departure. Community and training resources list suggestions for reaching beyond the grantee level.
The Guide is intended to assist program administrators who are beginning a Head Start Home Based Program for the first time as well as those who may be seeking to strengthen an existing program. These successful ideas and effective procedures can help administrators in their daily operation of this Head Start home-based program option. 


GLOSSARY

Center-Based Program Option-Head Start services provided to children primarily in classroom settings.

Child Development Associate (CDA)-An individual who has successfully completed a CDA assessment and has been awarded the CDA Credential. A CDA is a person who is able to meet the specific needs of children and who, with parents and other adults, works to nurture children's physical, social, emotional, and intellectual growth in a child development framework. The CDA conducts himself/herself in an ethical manner. The CDA has demonstrated competence in the CDA competency goals through his/her work in a home environment.

Combination Program Option-Head Start services provided to children in both a classroom setting and through intensive, regularly scheduled visits with the child's parents and family in the home.

Community Needs Assessment(CNA)-Gathering information about the geographical area in which Head Start services would be provided, and analyzing the information for implications for Head Start services.

Family Action Plan(FAP)-A tool used to help the family decide what specific actions or strategies need to be taken to resolve their needs and to achieve their goals based on the Family Needs Assessment.

Family Needs Assessment(FNA)-A tool for collecting information efficiently and effectively and for helping the Head Start program plan and provide services to enrolled families.

Group Socialization Activities-Sessions in which children and parents enrolled in the home-based or combination program option interact with other home-based or combination option children and parents in a Head Start classroom, community facility, or parent's home, or on a field trip.

Home-Based Program Option-Head Start services provided weekly to children primarily in the child's home, through intensive work with the child's parents and family as the primary factor in the growth and development of their child.

Home-Based Supervisor-Provides direction and support to home visitors through positive reinforcement, training, feedback, new information, and evaluation to ensure that programmatic tasks are carried out smoothly.

Home Visits-Visits made to a child's home by a home visitor to assist parents in fostering the growth and development of their child.

Home Visitor-The staff person assigned to work with parents to provide comprehensive services to children and their families, primarily in the child's home through home visits.

In-Service Training-Generally refers to support of skill development for groups of staff. This training should be interactive between learning and practice, delivered on or close to the grantee site, and reinforced over time.

OSPRI-On-Site Program Review Instrument.

Parent Education-Opportunities for Head Start staff and families to increase their skills in education and parenting, as well as in other areas.

Policy Commission-Set up at the delegate agency level when the program is administered in whole or in part by such agencies.

Policy Council-Decision-making body at the grantee level made up of parents of Head Start children enrolled in the grantee program, plus representatives of the community, that must approve the home-based program.


CHAPTER 1
Planning for the
Delivery of Services 

A program is only as good as the planning that precedes its implementation.

Since 1965, Head Start has played an important role in addressing the changing needs of children and their families. Head Start believes gains made by the children in the program are enhanced through family and community involvement. The Head Start Home-Based Program Option facilitates this involvement by offering greater opportunities for meeting the needs of families and children within the child's primary environment, the home.

Head Start home-based services began in 1972 to demonstrate approaches to providing comprehensive. Head Start services to parents as the most important educators of their children. In 1973, the Head Start Home-Based Program Option became available to all Head Start programs. Since then, the Head Start Home-Based Program Option has provided an opportunity for parents to influence the education and development of their children. Some advantages of home-based services are:

In the Head Start Home-Based Program Option, home visitors serve as facilitators, educators, and support systems for parents and families, and as important links to the local community. There are several basic features upon which an effective home-based program depends: Evaluation results show that the home-based program option is effective for bothparents and children. Conditions which assure success in home-based programming include: KEY ELEMENTS OF THE HEAD START HOME-BASED PROGRAM OPTION

Head Start agencies must address and integrate all Head Start program component areas-education, health, social services, and parent involvement-through a combination of weekly home visits and group socializations. Trained home visitors apply their knowledge about child development, appropriate childrearing, community resources, and health education when planning activities with families. They support the philosophy that children learn about themselves, each other, and the world around them primarily through play and interacting with each other and the adults in their lives.

Services are delivered through the combination of four basic strategies:

Home Visits

Home visits are conducted weekiy by skilled home visitors. The home visit is planned the previous. week jointly by the home visitor and the parents. The content is based on the identified needs and interests of the child and family. (See description of Family Needs Assessment and Family Action Plan in Chapter 2 of this guide.) Home visitors and parents must conduct the home visit with the participation of the legal guardian or other primary caregiver in the home. Home visits may not occur with only babysitters or other temporary caregivers in attendance.

The purpose of the home visit is to help parents in fostering the growth and development of their child using the home as the child's primary learning environment. The home visitor works with parents to help them provide learning opportunities that enhance their child's growth and development. The
home visit must, over the course of a month, contain elements of all Head Start program components. The home visitor is the person responsible for assuring that comprehensive services are available.

Group Socialization Activities

These activities are planned for the parents and children. They take place in many settings such as classrooms, community facilities, homes, and field trips. Parents and children benefit from getting to know each other while engaged in a variety of learning experiences. Parents watch their children playing with other children and discuss the developmental issues observed. Peer group interaction is always emphasized, tailored to children's interests in developmentally appropriate ways. Children can develop friendships and social skills. Parents interact with each other as they observe children in the same age range as their own, and interact with the children. The Home Visitor is in charge of these groups rather than a teacher or other stranger.

Focus on Parent Education

Head Start parents are offered many opportunities to increase their understanding and skills in parenting young children. Head Start component areas addressed in parent education may include child development, parenting, medical, dental, and mental health, social services, and parent involve ment. This information is often discussed during home visits, group socialization activities, parent meetings, and/or parent training sessions.

Parents are encouraged to participate in the agency's decision making through the center committee (delegate agency) or policy council (grantee agency). Additionally, parents plan and conduct other social and educational activities for themselves.

Community Outreach

Community Outreach enhances home-based services by establishing cooperative agreements and relationships with numerous local agencies. These agencies provide direct or indirect help to families in home-based programs. Assistance is provided to families in all component areas-education, social services, health, and parent involvement. Families learnhow to access community resources. The home visitor and the Head Start program serve as the supportive link between the family and the community agencies. Appendix C describes Community Resources in detail.

Head Start requires considerable planning, both in selecting the program option that matches community needs and in administering it after the decision is made. The next section describes the process of reaching the decision to offer the home-based program option.

SELECTING THE HOME-BASED PROGRAM OPTION

The Policy Council of the Head Start agency-administrators, parents, and community members- undertakes the task of considering whether the home-based program option is appropriate for the community. The Policy Council or Committee evaluates its local feasibility by taking these steps:

It is important that services are tailored to meet the needs of families involved in Head Start by focusing on the main issues. The videotape Head Start at Home, available from the Head Start Bureau, provides an excellent overview of the home-based program option and is of value in the decision-making process.

The questions raised in Figure 1-1 (below) should be reviewed:

FIGURE 1-1: KEY QUESTIONS FOR ANALYZING
THE LOCAL NEEDS ASSESSMENT FINDINGS

Solid, positive answers to these key questions should be considered before effective home-based services can be provided. A number of individual family considerations are of prime importance in determining whether a family should participate in the program. Among these are: Any decision to pursue the Head Start home-based program option includes whether to offer only the home-based option, a combination model, or the center-based option.

Grantees may decide to carry out a Combination Program Option which includes center-based class sessions and home visits. The amount of contact with children and families must be, at a minimum, equivalent to the services provided through the Center-Based Program Option or the Home-Based

Program Option. Acceptable combinations of minimum number of class sessions and corresponding number of home visits are outlined in Head Start Staffing Requirements and Program Options, (45 CFR Part 1306), with examples of various configurations of program operations. This Guide does not provide guidance for programs operating the Combination Program Option.

The home-based option should not be selected because it appears to be more economical per child since parents carry out most child development efforts. Although there may be only one child enrolled in the program, siblings, neighbors, and friends may benefit from the services to the family as well. Other savings may be realized on rent, utilities, and food services. Staffing costs may change. Any projected savings in these areas, however, may be offset by increased transportation costs, expenses to assure the safety of home visitors, or increased insurance expense.

EFFECTIVE PLANNING

Effective planning, based on the Home-Based Program Option philosophy, is key to launching the program and assuring that the community and the families are receptive to the option.

Involve as many knowledgeable people as possible in designing and developing the local plans and policies that guide operation. To increase the likelihood of community acceptance and support of the home-based option, solicit input from:

The earlier the program receives their input, the more supportive they will be in implementing the program.

Adopting Head Start Program Goals and Objectives

The success of a home-based program is enhanced by careful design and a clear statement of goals and objectives. As part of the planning process, goals and objectives are selected and stated, within the context of the Head Start Program Performance Standards (45 CFR 1304) and the "Suggestions for Strengthening the Home-Based Program Option" (see Appendix A in the Head Start Home Visitor Handbook).

Goal setting as a three-tier process reflects outcomes from:

An essential aspect of this process is the involvement of parents, and the development of a partnership between the home visitor and parents (see the Head Start Home Visitor Handbook for specific ideas).

Clear and concise goals and objectives help staff, parents, and community members understand the program. Accomplishing some objectives, and establishing new ones, systematically moves the program toward its goals.

Evaluation of home-based services helps to determine the degree to which the program is moving satisfactorily toward its stated goals and accomplishing the agreed upon objectives.

As you plan to implement the Home-Based Program Option, keep in mind that the four Head Start components-education, health, social services, and parent involvement-must be addressed in a balanced way. No single component is emphasized at the neglect of others. The following are examples of appropriate long-range program goals for each of Head Start's four components.

Education services. In the home-based program option, emphasis is placed on helping parents enhance their children's intellectual and physical development. Parents have the major responsibility for carrying out the home-based option with the assistance of the home visitor. Therefore, there is an important and continuing need to motivate parents to support their young children toward the overall goal of social competence.

An assessment of each child's and family's status assists home visitors and parents to select objectives to match individual and family needs. Appendix C lists community resources that may support education goals.

FIGURE 1-2: EXAMPLES OF HEAD START HOME-BASED PROGRAM GOALS
FIGURE 1-3: EXAMPLES OF EDUCATION COMPONENT GOALS
Health services. Head Start's health component includes a full range of services covering physical and mental health, dental health, nutrition, and family safety. Home visitors make an important contribution by sharing health information. This enables the family to become more self-sufficient and healthy. Appendix C lists community resources that relate to these sample health goals.
 
FIGURE 1-4: EXAMPLES OF HEALTH COMPONENT GOALS
Social services. Social services include all social and human services such as public assistance and adult education. Approaches toward linking families to these services stress positive child development and prevention. Providing services families need and want encourages a productive home atmosphere. Home-based programming services develop from a thorough assessment of individuals. All families want success for their children and may need to seek community resources such as those identified in Appendix C.

FIGURE 1-5: EXAMPLES OF SOCIAL SERVICES COMPONENT GOALS
Parent involvement. In the home-based option, parents are expected to play an active role in all activities. As the program develops, parents exercise their role as decision makers on the Policy Council as well as in other meaningful ways. The program must provide for the continued involvement of the child's parent.

Home visitors and parents plan weekly activities to meet the individual needs of each family served.

FIGURE 1-6: EXAMPLES OF PARENT INVOLVEMENT COMPONENT GOALS
Overlap among the four component areas is encouraged and should occur naturally with culturally appropriate activities.

The Head Start Home Visitor Handbook and training resources included in Appendix D offer further ideas for planning home visit activities.

Meeting Home-Based Program Requirements

All Head Start agencies must provide comprehensive services, as defined in the Head Start Program Performance Standards.

The Head Start Program Performance Standards (45 CFR 1304) document contains information about the overall goals and objectives of the Head Start program. These standards are the basis for providing quality individualized services to families; however, agencies must recognize and understand the following points:

As with other Head Start program options, the home-based program option must provide comprehensive, coordinated services in education/child development, medical and dental health, nutrition, mental health, social services, and parent involvement. Component plans should reflect an integration of services.

In addition to the Head Start Program Performance Standards, there are specific requirements for the home-based program option. Administrators should refer to the Head Start Staffing Requirements and Program Options (45 CFR Part 1306) for information on meeting these home-based requirements.

Specific minimum requirements for the Home-Based Program Option include the following:

Incorporating the Multicultural Principles

Grantees are expected to include the Multicultural Principles for Head Start Programs (IM-91-03) which are especially applicable to the home-based program option. These 10 principles are to guide all component services for Head Start children and families. The implications of these principles for working with speakers of languages other than English are especially valuable.

FIGURE 1-7: MULTICULTURAL PRINCIPLES FOR HEAD START PROGRAMS
(ACYF-IM-91-03)
Among the major administrative tasks are staffing, recruitment of families, training for staff and current parents, locating office space for home visitor staff and space for socialization activities, budget and record keeping. Although budget setting precedes some of these steps in administrative planning, it is discussed last to build a more complete picture of the factors that must be included in the budgeting process for this option.

Staffing the Program

Staffing for the home-based program option is unique. Staff are not expected to be experts in a particular discipline, but generalists-persons who facilitate and work with adults in understanding and carrying out their roles as primary educators and facilitators of child growth and development.

Hiring a home-based supervisor. A person should be designated to supervise home visitors. Filling this position first makes it easier to proceed with staffing the rest of the program. A maximum ratio of one home-based supervisor per 10 full-time home visitors is suggested.

If five or fewer home visitors are needed, a half-time supervisor may be enough. Many agencies which operate successful home-based programs find that a ratio of one supervisor to six home visitors is a key to quality. The ratio depends on the capabilities of the home visitors, the number of families they serve and the kinds of problems they meet. Today's highiy stressed families may present overwhelming challenges to home visitors who are not supported with adequate supervision and the strong skills of the supervisor.

Frequently, this position will be filled from within the ranks of Head Start staff. If no qualified staff is available, the process will follow local program procedures for recruiting and selecting supervisory staff.

When hiring a home-based supervisor, some important aspects to consider are:

The Home-Based Supervisor's Guide (Heffron & Noble, 1993) outlines specific responsibilities for this position. A sample job description is in Appendix A. Briefly, the home-based supervisor should take a leadership role in designing and implementing the program. As a member of the management team, the home-based supervisor coordinates her role and tasks with the appropriate staff. Among the administrative functions carried out by the home-based supervisor are: Importance of supervision. Effective supervision cannot be accomplished solely from a grantee or delegate office. As noted in the next chart on the characteristics of an effective supervisor, a significant part of the program director's, supervisors', and coordinators' time is devoted to working with home visitors, reviewing reports, providing component overview, and assuring quality service. Proper supervision requires extensive supervisory preparation, including familiarity with the needs and strengths of each staff member, continuing familiarity with the home visitor's specific situations, and appropriate practice in early childhood, health education, nutrition education, mental health, and social services.

The supervisor observes home visits and group socializations on a regular basis to assure that quality services are delivered. Supervisors can see first-hand where additional training is warranted. They gain a realistic appraisal of difficulties encountered by home visitors. On-site supervision brings to light situations affecting the home visitor's accomplishments or need for supportive help.

Directors, component coordinators, and other agency specialists gain valuable insights from occasional home visits. These enable them to decide about the home visitor's training and evaluation. Discussions of achievements and accomplishments, as well as areas for improvement, can focus on first-hand, shared experiences. (Please refer to the Home-Based Supervisor's Guide for additional information on supervision in the home-based program option.)

Figure 1-8 outlines some responsibilities of an effective supervisor:

FIGURE 1-8: AN EFFECTIVE SUPERVISOR...
(Adapted from A Guide for Education Coordinators in Head Start, available from the Head Start Bureau)

Home-based supervisors are a critical link between home visitors and component coordinators. They assure that component coordinators regularly attend home visitor staff meetings. They support and guide home visitors in implementing the comprehensive services of the program.

Component coordinators provide quality input when they are familiar with the families being served and the capabilities of the home visitors. Thus, they should accompany home visitors, as appropriate, to get a better feel for the strengths and needs of the families and home visitors. As specialists they are a resource for engaging in mutual planning of activities tailored to each family. They help the home visitor assure that services are provided in each component. They also help home visitors keep abreast of the wealth of emerging information about education, health, social services, and parent involvement both within and beyond Head Start.

Regular two-way exchanges of information between component coordinators, supervisors, and home visitors assure the highest quality of services for families.

Recruit and select home visitors. The home-based supervisor should be included in the recruitment and hiring of the home visitors. When home visitor jobs are available, each job opening is announced on a sheet of paper suitable for posting. Ads in local newspapers also generate responses. Announce ments need to include the following:

Characteristics of competent home visitors. There is much to learn about selecting people who can work effectively with the variety of situations they will meet as home visitors. In general, the emphasis in hiring has been on friendly attitudes, relevance of culture, and language backgrounds to those they will serve. Home visitors are usually selected because of exceptional personal qualities they have shown in their work, their reputation in the community, and the impressions they make in the hiring interviews.

Some qualities of successful home visitors are listed here in random order to guide hiring decisions. For further lists, see the Head Start Home Visitor Handbook.


 
 

Head Start National Library Collection | BMCC Home